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Quantity or quality? Collaboration strategies in research and development and incentives to patent

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  • Hottenrott, Hanna
  • Lopes-Bento, Cindy
Abstract
This study shows for a large sample of R&D-active manufacturing firms that collaborative R&D has a positive effect on firms' patenting in terms of both quantity and quality. When distinguishing between alliances that aim at joint creation of new knowledge and alliances that aim at exchange of existing knowledge, the results suggest that the positive effect on patent quantity is driven by knowledge exchange rather than joint R&D. Firms engaged in joint R&D, on the other hand, receive more forward citations per patent indicating that joint R&D enhances patent quality. In light of literature on strategic patenting, our results further suggest that knowledge creation alliances lead to patents that are filed to protect valuable intellectual property, while exchange alliances drive portfolio patenting, resulting in fewer forward citations.

Suggested Citation

  • Hottenrott, Hanna & Lopes-Bento, Cindy, 2012. "Quantity or quality? Collaboration strategies in research and development and incentives to patent," ZEW Discussion Papers 12-047, ZEW - Leibniz Centre for European Economic Research.
    • Handle: RePEc:zbw:zewdip:12047
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    More about this item

    Keywords

    R&D Collaboration; Knowledge Exchange; Patents; Innovation; Count Data Models;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O32 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Management of Technological Innovation and R&D
    • O33 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Technological Change: Choices and Consequences; Diffusion Processes
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital

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