Bitap algorithm

The bitap algorithm (also known as the shift-or, shift-and or Baeza-Yates-Gonnet algorithm) is an approximate string matching algorithm. The algorithm tells whether a given text contains a substring which is "approximately equal" to a given pattern, where approximate equality is defined in terms of Levenshtein distance – if the substring and pattern are within a given distance k of each other, then the algorithm considers them equal. The algorithm begins by precomputing a set of bitmasks containing one bit for each element of the pattern. Then it is able to do most of the work with bitwise operations, which are extremely fast.

The bitap algorithm is perhaps best known as one of the underlying algorithms of the Unix utility agrep, written by Udi Manber, Sun Wu, and Burra Gopal. Manber and Wu's original paper gives extensions of the algorithm to deal with fuzzy matching of general regular expressions.

Due to the data structures required by the algorithm, it performs best on patterns less than a constant length (typically the word length of the machine in question), and also prefers inputs over a small alphabet. Once it has been implemented for a given alphabet and word length m, however, its running time is completely predictable – it runs in O(mn) operations, no matter the structure of the text or the pattern.

The bitap algorithm for exact string searching was invented by Bálint Dömölki in 1964^[1][2] and extended by R. K. Shyamasundar in 1977^[3], before being reinvented by Ricardo Baeza-Yates and Gaston Gonnet^[4] in 1989 (one chapter of first author's PhD thesis^[5]) which also extended it to handle classes of characters, wildcards, and mismatches. In 1991, it was extended by Manber and Wu ^[6][7] to handle also insertions and deletions (full fuzzy string searching). This algorithm was later improved by Baeza-Yates and Navarro in 1996.^[8]

The bitap algorithm for exact string searching, in full generality, looks like this in pseudocode:

algorithm bitap_search is
    input: text as a string.
           pattern as a string.
    output: string
    m := length(pattern)

    if m = 0 then
        return text

    /* Initialize the bit array R. */
    R := new array[m+1] of bit, initially all 0
    R[0] := 1

    for i := 0; i < length(text); i += 1 do
        /* Update the bit array. */
        for k := m; k ≥ 1; k -= 1 do
            R[k] := R[k - 1] & (text[i] = pattern[k - 1])

        if R[m] then
            return (text + i - m) + 1

    return null

Bitap distinguishes itself from other well-known string searching algorithms in its natural mapping onto simple bitwise operations, as in the following modification of the above program. Notice that in this implementation, counterintuitively, each bit with value zero indicates a match, and each bit with value 1 indicates a non-match. The same algorithm can be written with the intuitive semantics for 0 and 1, but in that case we must introduce another instruction into the inner loop to set R |= 1. In this implementation, we take advantage of the fact that left-shifting a value shifts in zeros on the right, which is precisely the behavior we need.

Notice also that we require CHAR_MAX additional bitmasks in order to convert the (text[i] == pattern[k-1]) condition in the general implementation into bitwise operations. Therefore, the bitap algorithm performs better when applied to inputs over smaller alphabets.

 #include <string.h>
 #include <limits.h>
 
 const char *bitap_bitwise_search(const char *text, const char *pattern)
 {
     int m = strlen(pattern);
     unsigned long R;
     unsigned long pattern_mask[CHAR_MAX+1];
     int i;
 
     if (pattern[0] == '\0') return text;
     if (m > 31) return "The pattern is too long!";
  
     /* Initialize the bit array R */
     R = ~1;
 
     /* Initialize the pattern bitmasks */
     for (i=0; i <= CHAR_MAX; ++i)
         pattern_mask[i] = ~0;
     for (i=0; i < m; ++i)
         pattern_mask[pattern[i]] &= ~(1UL << i);
 
     for (i=0; text[i] != '\0'; ++i) {
         /* Update the bit array */
         R |= pattern_mask[text[i]];
         R <<= 1;
 
         if (0 == (R & (1UL << m)))
             return (text + i - m) + 1;
     }
 
     return NULL;
 }

To perform fuzzy string searching using the bitap algorithm, it is necessary to extend the bit array R into a second dimension. Instead of having a single array R that changes over the length of the text, we now have k distinct arrays R_1..k. Array R_i holds a representation of the prefixes of pattern that match any suffix of the current string with i or fewer errors. In this context, an "error" may be an insertion, deletion, or substitution; see Levenshtein distance for more information on these operations.

The implementation below performs fuzzy matching (returning the first match with up to k errors) using the fuzzy bitap algorithm. However, it only pays attention to substitutions, not to insertions or deletions – in other words, a Hamming distance of k. As before, the semantics of 0 and 1 are reversed from their conventional meanings.

 #include <stdlib.h>
 #include <string.h>
 #include <limits.h>
 
 const char *bitap_fuzzy_bitwise_search(const char *text, const char *pattern, int k)
 {
     const char *result = NULL;
     int m = strlen(pattern);
     unsigned long *R;
     unsigned long pattern_mask[CHAR_MAX+1];
     int i, d;
 
     if (pattern[0] == '\0') return text;
     if (m > 31) return "The pattern is too long!";
 
     /* Initialize the bit array R */
     R = malloc((k+1) * sizeof *R);
     for (i=0; i <= k; ++i)
         R[i] = ~1;
 
     /* Initialize the pattern bitmasks */
     for (i=0; i <= CHAR_MAX; ++i)
         pattern_mask[i] = ~0;
     for (i=0; i < m; ++i)
         pattern_mask[pattern[i]] &= ~(1UL << i);
 
     for (i=0; text[i] != '\0'; ++i) {
         /* Update the bit arrays */
         unsigned long old_Rd1 = R[0];
 
         R[0] |= pattern_mask[text[i]];
         R[0] <<= 1;
 
         for (d=1; d <= k; ++d) {
             unsigned long tmp = R[d];
             /* Substitution is all we care about */
             R[d] = (old_Rd1 & (R[d] | pattern_mask[text[i]])) << 1;
             old_Rd1 = tmp;
         }
 
         if (0 == (R[k] & (1UL << m))) {
             result = (text+i - m) + 1;
             break;
         }
     }
 
     free(R);
     return result;
 }

• agrep
• TRE (computing)

1. ^ Bálint Dömölki, An algorithm for syntactical analysis, Computational Linguistics 3, Hungarian Academy of Science pp. 29–46, 1964.
2. ^ Bálint Dömölki, A universal compiler system based on production rules, BIT Numerical Mathematics, 8(4), pp 262–275, 1968. doi:10.1007/BF01933436
3. ^ R. K. Shyamasundar, Precedence parsing using Dömölki's algorithm, International Journal of Computer Mathematics, 6(2)pp 105–114, 1977.
4. ^ Ricardo Baeza-Yates. "Efficient Text Searching." PhD Thesis, University of Waterloo, Canada, May 1989.
5. ^ Udi Manber, Sun Wu. "Fast text searching with errors." Technical Report TR-91-11. Department of Computer Science, University of Arizona, Tucson, June 1991. (gzipped PostScript)
6. ^ Ricardo Baeza-Yates, Gastón H. Gonnet. "A New Approach to Text Searching." Communications of the ACM, 35(10): pp. 74–82, October 1992.
7. ^ Udi Manber, Sun Wu. "Fast text search allowing errors." Communications of the ACM, 35(10): pp. 83–91, October 1992, doi:10.1145/135239.135244.
8. ^ R. Baeza-Yates and G. Navarro. A faster algorithm for approximate string matching. In Dan Hirchsberg and Gene Myers, editors, Combinatorial Pattern Matching (CPM'96), LNCS 1075, pages 1–23, Irvine, CA, June 1996.
9. ^ G. Myers. "A fast bit-vector algorithm for approximate string matching based on dynamic programming." Journal of the ACM 46 (3), May 1999, 395–415.
10. libbitap, a free implementation that shows how the algorithm can easily be extended for most regular expressions. Unlike the code above, it places no limit on the pattern length.
11. Ricardo Baeza-Yates, Berthier Ribeiro-Neto. Modern Information Retrieval. 1999. ISBN 0-201-39829-X.
12. bitap.py - Python implementation of Bitap algorithm with Wu-Manber modifications.